Microcap schemes, high-risk brokers in FINRA’s crosshairs – Financial Planning

Financial PlanningFINRA has alerted brokers that it will be using its examinations in 2018 to crack down on a growing wave of investment schemes involving microcap stocks. The regulator issued its customary January priorities letter, detailing the issues that will guide … and more …read more Source:: MicroCap Stock News From Google News

from WordPress http://ift.tt/2qGBI4H
via IFTTT