Microcap Finance Co. Pays $4.4M In SEC Settlement – Law360 (subscription)

Microcap Finance Co. Pays $4.4M In SEC SettlementLaw360 (subscription)Ironridge and its former subsidiary Ironridge Global IV agreed to the settlement, filed Monday, without admitting or denying allegations they failed to register as dealers while distributing shares for microcap issuers in a financing operation that … …read more Source:: MicroCap Stock News From Google News

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